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Review by Nancy Kwak
The Empire State: A History of New York
Edited by Milton Klein, Professor Emeritus of History
at the University of Tennessee, Knoxville
Contributors:
Paula Baker, University of Pittsburgh
Edward Countryman, Southern Methodist University
L. Ray Gunn, University of Utah
Ronald W. Howard, Mississippi College
Oliver Rink, California State University at Bakersfield
Joel Schwartz, Montclair State University
Cornell
University Press
and the
New York State Historical Association
Hardback
864pp
6 tables, 1 map, 20 line drawings, 80 halftones, 16-page
color insert
ISBN: 0-8014-3866-7 $45.00
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At once iconographic and exceptional, New York history
consistently eludes scholars’ attempts to tell its story in a
single slim volume. Milton Klein’s most recent effort is no
exception, although his mammoth 837-page The Empire State: A
History of New York shrinks in comparison to predecessor
Herbert L. Osgood’s four-volume series, or Alexander Flick’s
weighty ten-volume version. Nonetheless, Klein masterfully
connects the contributions of his six writers with two
techniques: first, all seven parts of the book connect local and
state developments with larger national and international trends
while noting cause and effect; second, all writers integrate
political, economic, and social history and likewise pay close
attention to the diversity of viewpoints attendant in each. The
result is a staggering compendium of the major debates and
narratives in New York State history to date.
The volume is neatly organized in seven parts, with varying
numbers of chapters within each part. Organized along
chronological lines, the story begins in 1609 with the formation
of the Iroquois Longhouses and finishes with some thoughts on
recent elections and budgetary debates within the Pataki
administration as well as the role of New York in the global
economy. The last hundred pages are devoted to a detailed
bibliography on selected primary and secondary resources, and
are structured along the same chronological guidelines as the
previous seven parts. This last portion provides a particularly
valuable guide to the historiography behind the narrative, and
compensates for the lack of footnotes throughout the main text.
The narrative portion of the text begins with a first chapter
by Oliver Rink, a historian most well known for his work on
Dutch New York. The first paragraphs sweep across a broad span
of history, and offer an overview of the development of Iroquois
society up to the seventeenth century before delving into the
specifics of the 1600s. Rink carefully notes the power
differentials that emerged between the Iroquois Confederacy and
their neighboring Algonquian groups; although he momentarily
slips into anthropological discussion of “the common practices
and beliefs of the indigenous peoples of New York,” Rink
generally pays close attention to the political maneuverings of
specific interest groups as he narrates the rise of the fur
trade and the Beaver Wars. Referring to Alfred Crosby’s
seminal 1972 Columbian Exchange, Rink applies the study
of “virgin soil epidemics,” plants, animals, and disease to
assess the relative strengths of different Native American
groups; he likewise narrates the ecological development of New
York’s natural resources, including an especially helpful
evolutionary explanation of the Hudson River.
Successive chapters on the Dutch are remarkable in their
attention to nuance and subtlety. Rink calls to attention the
rich diversity of residents in their settlements, and notes that
in one sample of the late 1650s, up to 25 percent of the
residents were listed as “foreign.” In addition to a
reconstruction of the history of Dutch slaves, levels of
bondage, and the much disputed practice of “half freedom,”
Rink also notes the details of agricultural production, food
consumption, and the evolution of family law, as well as the
consequences such niceties might have on the lives of Dutch
women. In this way, Rink’s descriptions provide a much-needed
Dutch counterpart to the British folkways of David Hackett
Fischer’s Albion’s Seed. In fact, the neglect of
Dutch sources is an interesting story in its own right, one that
Rink tells in the “Selected Readings” portion of the book.
(Particularly memorable is Rink’s note about a set of West
India Company records sold off as scrap paper in the 1820s.)
The second part of the book begins in 1664, the date the Duke
of York and Albany was issued a grant including the then Dutch
colony of New Netherland. While overlapping in time period with
the previous section, Ronald Howard explores the more internal
aspects of colonial politics, emphasizing the characteristics of
governors Richard Nicolls, Francis Lovelace, Edmund Andros, and
Thomas Dongan, as well as the impact of the Duke’s Laws on the
structure of government itself. Eventually, class tensions
climax in Leisler’s Rebellion, and Howard includes a useful
summary of the major historiographic debates surrounding the
exact nature and causes of Jacob Leisler’s two-year rule.
After Leisler’s demise, Howard narrates the ways in which the
British attempt to Anglicize a dangerously diverse New York;
Anglicization is attributed less to such prominent individuals
as Lord Cornbury, and more to the “slow but steady expansion
of British commerce and English common law.”
Despite his strong interest in political history, Howard does
not neglect economic or social issues, as is evidenced by his
discussion of slavery, immigration, and the relationship between
industry and class relations. When narrating the social context
of colonists’ day-to-day existence, Howard includes
descriptive passages on education and the culture of drink, as
well as references to historian Richard Bushman’s work on
refinement. Perhaps the weakest portion of Howard’s writing is
on women and minorities on the eve of revolution, with such
simplistic comments as, “For Native Americans as well as
African Americans, the coming of the American Revolution meant
little. In the end, it turned out to be a white man’s
conflict, with a peace that would bring no lasting benefit to
either minority.” Overall, however, Howard’s deft handling
of economic and political development during this period is well
worth the read.
Edward Countryman launches the next portion of the story in
his chapters on revolution and statehood. A well-respected
historian on precisely this period in American history,
Countryman leads readers through the text with crisp prose and
tight organization. Countryman outlines the war in three
interconnected strands: first, important interest groups should
be identified; second, the chronology of the war itself needs to
be laid out; and third, the leadership of the new republican
order requires explanation. Throughout all three, Countryman
argues the American Revolution truly was “a revolution for all
New Yorkers.” (230) His rich descriptions of coalitions such
as the Iroquois Confederacy or Black New Yorkers provide a much
fuller understanding of internal divisions and debates. All New
Yorkers were affected, but no group had a single response.
After the conclusion of revolutionary fighting, residents
struggled to erect new forms of local and state government. Here
Countryman’s use of illustrations and maps is particularly
helpful in depicting the transitions experienced by New Yorkers
at the time. New York gradually expanded from three strips of
land along Long Island Hudson Valley, and Mohawk Valley to its
current dimensions, and as the state grew, so also did its
capacity for change. The construction of the Erie Canal marked
the end of New York’s frontier stage, and New York City would
begin its rise to the top of the national hierarchy.
Antebellum society and politics marked the rapid transition
of New York into the exceptional place of Milton Klein’s
introduction. New York was in no way typical, according to third
contributor L. Ray Gunn; it led the country in industry,
commerce, and sheer population while also being one of the first
places to undergo concomitant social changes. Transitioning from
the canals of Countryman’s chapters to rails, Gunn explains
how train service began first to supplement the water-based
system in the mid-1800s, and post-1851, how they actually
competed with the same.
Gunn, a historian of the early republic and Jacksonian era,
shifts the focus to commercial and economic development within
the state. Applying Charles Sellers’ ideas about the market
revolution to the particularities of New York, Gunn explores
larger trends while noting the rise of class identification and
the beginnings of labor agitation amongst workers of the Empire
State. Gender roles came into play with the division of labor,
and women often assumed social welfare positions of childcare
and homemaking. Gunn is careful to include a clear explication
of the rise of domesticity in the context of such labor
developments and the trend towards physical separation of work
and home. These same women then seized social power through
evangelical and reform movement such as sabbatarianism,
temperance, and most importantly, abolitionism in the 1820s and
1830s.
Gunn applies an equally steady hand to his explanations of
the rise of print and commercial popular culture, including a
literature review and discussion of the Hudson River School of
painting, all the while arguing that “New York was both a
beneficiary of these trends and a catalyst in the broader
cultural transformation of which they were a part.” Only after
the emergence of the second party and the formation of the
Republican Party (solidified within New York State by the 1856
election) did slavery become increasingly prominent not only in
national politics but also in state elections.
Paula Baker begins her description of the climax to Civil War
in her oddly named section on “The Gilded Age” from 1860 to
1914. Despite the disconcerting periodization, Baker does an
excellent job of illuminating the rise of pro-union sentiment in
New York City, as well as the conflicts within the state about
the right policies and approaches to war. Commendable attention
is paid to the context in which Gotham’s infamous draft riots
occurred, as well as to its aftermath. Reconstruction gets
proportionally less treatment; instead, Baker highlights the
rise of nineteenth-century urban corruption and the rise of the
Grange movements.
Baker’s real strength, of course, is in her understanding
of histories of social policy, and of the intersection of gender
within labor and political histories. Much of the narrative on
the late-nineteenth century focuses on developments in New York
City, especially as Baker narrates the efforts of female labor
activists and suffragettes. Here Baker seems to follow the
argument of her earlier book (The Moral Frameworks of Public
Life: Gender, Politics, and the State in Rural New York
1870-1930) in weaving together male and female political
worlds in the late-nineteenth century. Likewise does she include
fuller descriptions of the motives and experiences of southern
immigrants to New York by embracing Theda Hunter’s research on
urban black female labor and leisure. Baker concludes with a nod
to “the new rural history” in her comments on “reforming
the countryside.”
Joel Schwartz seamlessly continues the Progressive story with
his chapters on “The Triumph of Liberalism” from 1914 to
1945 and “The Empire State in a Changing World” from 1945 to
2000. Throughout the earlier years of war and depression,
progressive reformers “were able nonetheless to intensify the
government intervention and private-sector initiatives that made
New York the leader of the states in social betterment.” This
triumph would be short-lived, as the last half of the twentieth
century witnessed New York’s voyage through a slow urban and
manufacturing decline, a convulsive period of social upheaval,
and the mixed bag of what Schwartz calls “uneven recovery.”
Throughout this 75 year-long story, Schwartz does a particularly
excellent job at including specific place-based histories, and
he is quick to note the unique characteristics of Buffalo’s
suburbs, for instance, while also acknowledging larger trends
for the region and national tendencies toward suburbanization.
From beginning to end, Schwarz demonstrates an impressive
knowledge of the variety of economic and social experience
particular to different regions, suburbs, and cities within the
state; nowhere do you feel that the narration has slipped into a
simple and generalized national story. Baby boomer education
becomes a story of Ossining and Long Beach’s gifted student
programs; racial tensions in public housing provision become a
problem not only for New York City’s Mayor Robert Wagner, but
also for Syracuse’s Mayor William Walsh. Schwartz’s
astonishing command of detail offers readers a deeper historical
understanding of the sheer variety of local experiences, as well
as a coherent narrative in which to fit such tales about the
Empire State.
Milton Klein’s accomplishments in publishing such a
well-synthesized, comprehensive, rich narrative of New York
State’s history are indeed something to be applauded.
Undoubtedly this compilation will become a standard reference
for many scholars and teachers.
Nancy Kwak
Nancy H. Kwak is a PhD. candidate in History at Columbia
University. Her current work includes constructing an
international comparative history of public housing policy. |